Lawyer: Financial Services Regulation
Core
Provide advisory, investigations, reform, and transaction support across financial services regulation, including licensing, compliance, and regulatory dealings.
Role type
Mid-level lawyer (financial services regulation)
Builds
Regulatory advice and compliance frameworks for financial institutions
Domain
Financial services regulation
Deliverable
client delivery
Required skills
regulatory framework knowledge, drafting, analytical skills, problem-solving, commercial mindset
Preferred skills
experience with ASIC and APRA, knowledge of payments/privacy/AML/CTF reforms
Responsibilities
Handle financial services licensing and ongoing compliance obligations; Provide governance, accountability, and risk framework advice; Conduct regulatory investigations and dealings with ASIC and APRA; Lead remediation and compliance uplift projects; Advise on regulatory aspects of transactions and corporate activity; Support emerging reform work in payments, privacy, and AML/CTF
Seniority
Junior to Mid-level (2–4 years PQE)