Legal & Compliance - Australia Compliance, Vice President
Core
Chief Compliance Officer for Australia overseeing regulatory compliance for investment, portfolio management, fundraising, and Private Wealth distribution activities.
Role type
Senior IC legal/compliance executive (VP level)
Builds
Compliance programs, policies, and regulatory filings for Australian entities
Domain
Financial services / Alternative asset management / Australian regulatory landscape
Deliverable
client delivery
Required skills
Legal and regulatory experience, knowledge of ASIC/APRA/AUSTRAC frameworks, regulatory monitoring, policy development, compliance testing, stakeholder liaison
Preferred skills
Experience in investment banking or asset management, ability to work under pressure
Technologies
None stated
Responsibilities
Monitor and advise on Australian fundraising regulatory requirements; Assist with regulatory filings for AFSL licensed entities and lending vehicles; Coordinate with local regulatory officials; Keep abreast of regulatory changes; Develop and implement compliance programs and controls; Manage compliance training; Conduct compliance testing; Provide regional compliance support
Seniority
Vice President, hands-on IC with strategic oversight