Risk & Compliance Manager
Core
Provide pragmatic, independent risk and compliance advice to business stakeholders, executives, and boards to strengthen risk management and ensure regulatory obligations are met.
Role type
Line 2 Risk Manager (Financial Services)
Builds
Risk and compliance frameworks, policies, and practices for a wealth management group
Domain
Financial Services / Wealth Management / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Risk and compliance expertise, Financial services regulatory knowledge, Stakeholder influence, Strategic decision support, Framework design, Training delivery
Preferred skills
Experience with managed investment schemes, wrap/platform products, superannuation, or financial advice environments
Technologies
N/A
Responsibilities
Provide risk and compliance advice across a broad range of risk classes, Partner with business leaders to support effective risk-based decision making, Enhance and maintain risk and compliance frameworks, policies and practices, Support risk identification, assessment, monitoring and reporting activities, Contribute to Board, Executive and Risk Committee reporting, Deliver risk and compliance training and awareness initiatives
Seniority
Mid-Senior, hands-on IC