Senior Compliance Consultant
Core
Maintaining a robust compliance framework, analyzing regulatory changes, and providing expert advice to ensure adherence to laws and industry standards for a financial services firm.
Role type
Senior Compliance Consultant
Builds
Compliance Risk Framework and project activities
Domain
Financial Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory analysis, risk assessment, policy creation, stakeholder management, training delivery, reporting, client issue resolution
Preferred skills
Experience with ASIC or APRA regulated firms, knowledge of Privacy, AML, AFSL, ASX/NSX frameworks
Technologies
N/A
Responsibilities
Overseeing compliance with federal, state, and local regulations; identifying and mitigating compliance risks; creating and updating compliance policies; conducting employee training; implementing monitoring programs; providing expert advice to business units; handling external client issues and regulatory inquiries
Seniority
Senior, hands-on IC