Senior Associate, Line 1 Risk and Control Assurance
Core
Manage regulatory and control obligations under GS007 and Operational Due Diligence (ODD) processes to ensure a credible, regulator-defensible control environment for an asset manager.
Role type
Senior Associate, Line 1 Risk and Control Assurance
Builds
Regulatory compliance frameworks, ODD reports, and control documentation for investors and stakeholders.
Domain
Asset management / Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
GS007 framework knowledge, Operational Due Diligence (ODD) experience, Third-party risk management, Audit coordination, Stakeholder management, Business continuity assessment, Cyber security assessment, Data management validation, Outsourcing risk assessment, Regulatory reporting
Preferred skills
Experience in superannuation or regulated services environments
Technologies
None explicitly stated
Responsibilities
Coordinate annual GS007 audit and ODD reviews; Assess technology, cyber security, and disaster recovery arrangements; Collaborate on third-party risk management frameworks; Coordinate escalation of material risks to senior management; Partner with external auditors for assurance outcomes.
Seniority
Senior, hands-on IC
