Control Room Senior Analyst
Core
Maintaining information barriers, tracking material non-public information (MNPI), managing Watch and Restricted Lists, and overseeing UK Takeover Code disclosures within a global financial services group.
Role type
Senior IC compliance control analyst
Builds
Compliance monitoring outputs, information barrier controls, and regulatory disclosure reports
Domain
Financial services / Investment banking compliance
Required skills
Compliance monitoring, information barrier management, regulatory change management, institutional research review, conflict of interest management, UK Takeover Code knowledge
Preferred skills
Investment banking product knowledge, global markets understanding, analytical capability, multi-tasking
Technologies
Compliance monitoring systems, regulatory databases
Responsibilities
Maintain information barriers, track MNPI, manage Watch and Restricted Lists, review institutional research, handle regulatory and legal change management, participate in global control room projects
Seniority
Senior, hands-on IC