Legal & Compliance - Conflicts Clearance, VP
Core
VP leading conflicts clearance, restricted/watch list management, and information wall oversight for a global alternative asset manager.
Role type
VP, Legal & Compliance (Conflicts Clearance)
Builds
Firm-wide information walls, restricted/watch lists, and compliance systems for conflicts of interest.
Domain
Alternative Asset Management (Private Equity, Real Estate, Credit, etc.)
Required skills
Analytical skills, issue-spotting, judgment, initiative, attention to detail, communication
Preferred skills
Experience in control room or conflicts management group
Technologies
None explicitly stated
Responsibilities
Evaluating potential transactions for restricted/watch list placement; Communicating with legal/compliance groups and deal teams; Identifying and escalating transactional conflicts; Analyzing firm touchpoints for conflicts of interest; Formulating recommendations for addressing conflicts; Documenting conflict clearance analysis; Managing wall-crossing requests; Reviewing trade pre-clearances; Enhancing conflicts documentation systems.
Seniority
VP, Strategy & Mentorship