Compliance Officer
Core
Establish robust compliance frameworks across Australian and offshore markets, oversee external service providers, and manage the end-to-end compliance function for a Private Equity firm.
Role type
Senior Compliance Officer (Financial Services/Private Equity)
Builds
Compliance frameworks, AML/CTF programs, regulatory reporting, and control assessments for a Private Equity fund.
Domain
Financial Services / Private Equity / Regulatory Compliance
Required skills
AFS licence management, AML/CTF program administration, customer due diligence, regulatory reporting, external fund administrator oversight, compliance monitoring and testing, control assessments, remediation tracking, stakeholder communication
Preferred skills
Private Equity experience, offshore fund structures knowledge, FATCA/CRS exposure
Technologies
AFS licence systems, AML/CTF platforms, regulatory reporting tools
Responsibilities
Maintain and execute the end-to-end compliance framework managing AFS licence conditions and breach assessments. Administer the firm's AML/CTF programme including customer due diligence and annual compliance reporting. Oversee external fund administrators on delegated compliance functions including investor onboarding and sanctions screening. Design and execute the annual compliance monitoring and testing plan and track remediation findings. Act as the first-point-of-contact for internal compliance queries and support the Chief Risk Officer on board reporting.
Seniority
Senior, hands-on IC
