Compliance Officer - Risk Evaluation and Assurance
Core
Develop policies and procedures to ensure compliance with banking laws and regulations, providing independent Second Line of Defense monitoring and evaluation.
Role type
Senior compliance officer (risk evaluation and assurance)
Builds
Compliance policies, risk assessments, and control procedures for KeyBank
Domain
Banking / Consumer Finance / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Banking/consumer compliance regulations, risk-based monitoring, data analysis tools, policy review, process improvement, control advisory, regulatory reporting, stakeholder management
Preferred skills
Relevant certifications in compliance, auditing, or risk management
Technologies
Data analysis tools
Responsibilities
Conduct risk-based monitoring and evaluation activities including assessments, testing, analysis, and reporting; Review policies and procedures for consistency with current banking and securities regulations; Identify process improvement opportunities and provide control advisory services; Document testing results in concise management reports and escalate significant risks; Lead compliance projects and mentor junior analysts; Apply sound judgment in evaluating complex compliance scenarios.
Seniority
Senior, hands-on IC with mentorship