Primary Market Regulation Manager - FTC
Core
Assessing eligibility of issuers and debt securities for admission to the International Securities Market (ISM) and providing regulatory advice on primary market rules.
Role type
Manager, Primary Market Regulation
Builds
Regulatory compliance and admission decisions for the ISM
Domain
Financial Markets / Capital Markets Regulation
Required skills
Primary market regulation expertise, Debt securities regulation, Prospectus disclosure requirements, Rule interpretation, Regulatory investigation, Stakeholder management, Project management, Critical thinking, Attention to detail, Communication
Preferred skills
UK Prospectus Regulation Rules knowledge, Equity capital markets expertise, MS Office proficiency
Technologies
Outlook, Word, Excel, PowerPoint
Responsibilities
Assessing eligibility of new debt security applications for ISM admission, Providing technical guidance on ISM rule application, Reviewing draft admission particulars for compliance, Supervising and training junior colleagues, Contributing to team discussions on regulatory matters, Monitoring regulatory developments (ESMA/FCA)
Seniority
Manager, hands-on IC