Financial Institution Senior Consultant (SOX and FDICIA Controls)
Core
Senior Consultant providing risk advisory services to financial institutions, focusing on SOX and FDICIA regulatory compliance, internal controls, and governance strategies.
Role type
Senior IC risk and regulatory compliance consultant
Builds
Regulatory compliance frameworks and internal control programs for financial institutions
Domain
Financial services / Regulatory compliance
Required skills
SOX internal controls, FDICIA compliance, regulatory risk assessment, client engagement management, team leadership, data analytics, business process analysis
Preferred skills
Banking industry experience, hands-on SOX/FDICIA program implementation, advanced regulatory knowledge
Technologies
None explicitly stated
Responsibilities
Work with client executives to identify and manage regulatory compliance risks, implement new regulatory requirements, support internal audit as a Subject Matter Expert, manage client engagement teams and profitability, mentor team members
Seniority
Senior, hands-on IC with mentorship responsibilities
