Director, Global Regulatory Reporting, Core Compliance
Core
Strategic leadership of the global regulatory reporting program, overseeing shareholder disclosure, Form PF/NFA filings, and technology-enabled reporting solutions.
Role type
Senior IC strategy & operations director (regulatory reporting)
Builds
Global regulatory reporting framework, shareholder disclosure programs, and technology-enabled reporting systems
Domain
Financial services / Investment management / Regulatory compliance
Required skills
Global regulatory reporting expertise, team leadership, regulatory interpretation, risk-based control framework design, stakeholder influence, data governance, project governance
Preferred skills
Advanced degree, relevant certifications, Form PF/NFA filing experience, shareholder disclosure monitoring systems knowledge
Technologies
Regulatory monitoring systems, automation tools, AI-enabled initiatives
Responsibilities
Lead and develop global teams of managers and ICs; Own global shareholder disclosure program; Oversee Form PF and NFA filings; Provide senior guidance on regulatory interpretation; Maintain risk-based control framework; Partner with Data/Tech/Vendors on system requirements; Drive regulatory-change and automation initiatives
Seniority
Director, strategic leadership with hands-on oversight