Markets Compliance Testing (2LoD)
Core
Vice President leading risk-based assurance and compliance testing across EMEA for a global financial group.
Role type
Senior IC Vice President (Second Line of Defence)
Builds
Independent assurance frameworks and compliance testing plans for EMEA business areas
Domain
Financial Services / Banking / Compliance
Required skills
Risk-based testing design, regulatory analysis, stakeholder management, team leadership, procedure development, remediation tracking
Preferred skills
Compliance technology expertise, global review execution, mentoring
Technologies
Compliance testing tools, regulatory implementation systems
Responsibilities
Lead complex risk-based markets compliance reviews across EMEA; Design and execute risk-based testing programmes; Supervise and coach junior team members; Analyze regulatory risks and embed best practices; Create and deliver departmental Assurance Plans; Review procedures and controls for effectiveness; Provide management information for compliance reports; Act as SME for compliance technology projects; Track and manage remediation actions
Seniority
Senior, hands-on IC with leadership responsibilities
