Sr. Associate/ AVP, India Compliance
Core
Oversee and administer the Compliance Program for Ares Investment Office in Mumbai, ensuring adherence to all applicable regulatory requirements, firm standards, and internal governance expectations.
Role type
Senior Associate/AVP, Compliance
Builds
Compliance policies, procedures, and controls for India operations
Domain
Financial Services / Asset Management / Regulatory Compliance
Required skills
Regulatory knowledge (SEBI, RBI, FPI, AIF), AML/KYC, Sanctions screening, FCPA, Reputational due diligence, Policy development, Risk assessment, Liaison with regulators
Preferred skills
LLB, CA, CS, CFA, Asset management experience, English fluency
Technologies
SEBI, RBI, FPI, AIF, FCPA, AML, KYC
Responsibilities
Oversee and administer the Compliance Program for Ares Investment Office in Mumbai, ensuring adherence to all applicable regulatory requirements, firm standards, and internal governance expectations. Provide proactive compliance advice and guidance on applicable global and local laws, regulations, policies, and procedures. Develop, implement, maintain, and enforce compliance policies, procedures, and controls for India operations. Lead and coordinate comprehensive investment compliance reviews for India credit transactions. Serve as the primary compliance liaison with regulators and auditors. Partner closely with investment, legal, operations, risk, and other business teams to provide practical compliance advice throughout the investment lifecycle.