Sr. Regulatory Compliance Officer
Core
Primary point of contact for internal/external audits and banking partner inspections, coordinating evidence and drafting management responses.
Role type
Senior Regulatory Compliance Officer
Builds
Compliance controls and regulatory change initiatives
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory change management, audit liaison, risk assessment, policy register management, vendor due diligence, regulatory reporting, gap analysis
Preferred skills
MAS regulatory framework expertise, AML/CFT knowledge, Technology Risk management, Outsourcing framework oversight
Technologies
None stated
Responsibilities
Serve as primary point of contact for audits and inspections, conduct pre-audit mock reviews, project manage regulatory change initiatives, track and internalize new MAS notices, partner with FCC team for gap analyses, review new product launches for compliance, oversee key regulatory obligations and policy registers
Seniority
Senior, hands-on IC