Compliance Team Lead
Core
Lead and coordinate the compliance function across regulated entities, ensuring adherence to financial regulations and managing regulatory risks.
Role type
Senior IC compliance team lead
Builds
Compliance monitoring programs, regulatory reports, and internal control frameworks
Domain
Financial services (CFDs, Forex, Shares)
Required skills
Regulatory monitoring, compliance coordination, risk assessment, policy development, regulatory reporting, licensing support, breach investigation, training coordination, customer complaint handling
Preferred skills
Experience across multiple jurisdictions, CySEC Advanced certification
Technologies
N/A
Responsibilities
Monitor and interpret regulatory requirements for CFDs, Forex, and Shares; coordinate day-to-day compliance activities and team priorities; oversee compliance monitoring programs and corrective actions; review new products and business initiatives for regulatory compliance; liaise with regulators and external advisors; develop and update internal compliance policies and controls.
Seniority
Senior, hands-on IC