Senior Compliance Associate - AML / Privacy (London)
Core
Own AML, investor due diligence, and data privacy compliance efforts for a global asset manager, reporting to the Senior Compliance Manager.
Role type
Senior Compliance Associate (AML & Privacy)
Builds
AML and privacy compliance programmes
Domain
Financial services / Asset management / Regulatory compliance
Required skills
Enhanced due diligence, risk-based onboarding recommendations, AML/KYC/sanctions knowledge, UK/EU GDPR compliance, policy development, stakeholder partnership
Preferred skills
Fund administrator experience, AML/privacy program building, AML screening tools
Technologies
AML screening tools, KYC tools, sanctions screening tools
Responsibilities
Conduct enhanced due diligence on investors from higher-risk jurisdictions; Serve as primary point of contact for AML and KYC escalated cases; Oversee data privacy compliance programme under UK and EU GDPR; Develop and maintain AML and privacy policies and procedures; Partner with Legal, Operations, and other stakeholders; Liaise with outside counsel and compliance consultants
Seniority
Senior, hands-on IC
