Portfolio Guidelines Analyst
Core
Interpret and implement investment guidelines across client and fund portfolios, ensuring controls are embedded in compliance systems.
Role type
Senior IC investment compliance analyst (portfolio guidelines)
Builds
Portfolio compliance rules and controls for multi-asset portfolios
Domain
Investment management / Financial services
Required skills
Investment compliance, portfolio guideline analysis, mandate interpretation, compliance rule coding, multi-asset strategy knowledge, data analysis, policy development, quality assurance, workflow management, process improvement
Preferred skills
CRD experience, AI application knowledge, automation expertise, technology stakeholder collaboration
Technologies
Compliance monitoring systems, CRD, AI tools, workflow automation platforms
Responsibilities
Review and analyze investment management agreements, client guidelines, prospectuses, and regulatory requirements; Translate investment restrictions into effective portfolio compliance rules; Support new account onboarding, fund launches, and mandate amendments; Liaise with Investment, Legal, Client Services, and Marketing teams to resolve complex guideline requirements; Work with compliance rule coders to implement and maintain controls; Contribute to policy and procedure development; Undertake quality assurance reviews and risk assessments; Support workflow management and team training; Participate in operational efficiency and technology improvement projects