Risk & Compliance Officer
Core
Support a law firm's regulatory obligations with a primary focus on anti-money laundering (AML) compliance and client due diligence processes.
Role type
Risk & Compliance Officer (AML & Client Due Diligence)
Builds
Compliance monitoring programs and client onboarding processes for a law firm
Domain
Legal services / Financial Crime / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
AML regulations knowledge, client due diligence, analytical skills, investigative skills, regulatory research, risk identification, stakeholder engagement, reporting
Preferred skills
Law firm or professional services experience, Microsoft Excel, Microsoft Word
Responsibilities
Review client and matter files for compliance with onboarding and due diligence requirements; Support ongoing AML monitoring programs; Respond to AML and compliance queries from legal and business teams; Conduct research on complex AML and financial crime matters; Identify potential compliance risks and communicate findings to senior stakeholders; Monitor trends, emerging risks, and regulatory developments; Provide updates and reports on compliance activity; Support the development of compliance knowledge and best practices through guidance and training.
