Assistant Compliance Officer - 12 Month FTC
Core
Horizon scanning for regulatory changes in wealth management, applying regulations to business operations, and supporting compliance monitoring.
Role type
Assistant Compliance Officer
Builds
Regulatory compliance frameworks and management information for the business
Domain
Wealth Management / Private Banking / Financial Regulation
Deliverable
dashboards & analysis
Required skills
Wealth management knowledge, FCA rules (COBS), regulatory interpretation, compliance monitoring, written communication
Preferred skills
Compliance qualification, Corlytics proficiency
Technologies
Corlytics, Microsoft Office
Responsibilities
Undertake horizon scanning for regulatory changes, assist in writing regulatory communications, support implementation of regulatory developments, develop management information, undertake compliance monitoring
Seniority
Junior, 2+ years experience