Referent Kapitalmarkt-Compliance (m
Core
Monitoring and ensuring compliance with regulatory requirements regarding market abuse and securities services (e.g., WpHG, MaComp, MAR, MiFIR), including trade surveillance for market manipulation and insider trading.
Role type
Senior compliance officer (capital markets)
Builds
Trade surveillance controls and regulatory advisory processes
Domain
Financial services / Capital markets compliance
Required skills
Regulatory knowledge (WpHG, MaComp, MAR, MiFIR), trade surveillance, regulatory advisory, audit liaison, compliance training design
Preferred skills
Certified Compliance Professional certification, advanced legal/economic background
Technologies
N/A
Responsibilities
Design and execute control and monitoring actions for market abuse; conduct daily trade surveillance to detect market manipulation and insider trading; advise business units on regulatory requirements; handle inquiries from national and international supervisory authorities; promote knowledge transfer through compliance training
Seniority
Senior, experienced professional