Business Risk Specialist - AVP
Core
Conduct surveillance reviews and continuous monitoring of investment transactions to identify risks and ensure compliance with internal policies and regulatory requirements.
Role type
Senior IC business risk specialist (private banking)
Builds
Surveillance reports, automated monitoring workflows, and risk management controls
Domain
Private banking / Investment management / Financial regulation (HKMA/SFC)
Required skills
Transaction surveillance, regulatory compliance (HKMA/SFC), private banking operations, risk analysis, report writing, stakeholder liaison, data analysis, workflow automation
Preferred skills
Advanced surveillance methodologies, PowerBI, internal audit support, complaint handling investigations
Technologies
PowerBI, MS Office, banking systems
Responsibilities
Conduct surveillance reviews of investment transactions, develop and manage surveillance methodologies, prepare surveillance reports, lead automation initiatives, support internal audits and regulatory examinations, support complaint handling investigations
Seniority
Senior, hands-on IC
