Associate General Counsel, Equity Capital Markets
Core
Provide legal advice and guidance on equity capital markets and related investment transactions from origination through closing.
Role type
Associate General Counsel (Equity Capital Markets)
Builds
Investment transactions and deal execution for the firm's equity capital markets franchise
Domain
Financial Services / Capital Markets
Deliverable
client delivery
Required skills
Securities Act, Securities Exchange Act, Investment Advisers Act, Investment Company Act, PIPEs, SPACs, convertible and structured equity offerings, Rule 144A, Regulation S, venture and growth equity, debt capital markets, joint ventures, material nonpublic information, conflicts of interest, fiduciary duties
Preferred skills
venture and growth equity investments, debt capital markets, joint ventures
Technologies
N/A
Responsibilities
Advise on equity capital markets and related investment transactions from origination through closing; Independently manage end-to-end deal execution, including structuring, negotiation, documentation, and closing / settlement; Partner with senior legal colleagues, investment professionals, Risk, Compliance, Operations, Tax, and Accounting to structure and execute investment transactions; Advise on federal securities law matters, investor-side SEC reporting, beneficial ownership, and corporate governance matters; Manage relationships with external counsel, counterparties, and other internal and external transaction stakeholders
Seniority
Mid-Senior, hands-on IC
