Financial Markets Client Control Senior Specialist
Core
Senior specialist ensuring client and counterparty compliance throughout the lifecycle (onboarding to exit) for Financial Markets and Group Treasury desks.
Role type
Senior IC operational control specialist (financial regulations)
Builds
Client onboarding/offboarding processes, post-trade monitoring, and regulatory compliance checks
Domain
Wholesale banking / Financial Markets / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Client lifecycle management, regulatory compliance (KYC, MiFID, EMIR, SFTR, Dodd Frank), stakeholder coordination, process improvement, technical issue diagnosis
Preferred skills
Financial regulations expertise, data-driven decision making, negotiation
Technologies
MS Teams, Excel
Responsibilities
Coordinate offboarding and post-trade monitoring for active trading clients; Serve as main point of contact for front office and back-office teams; Execute daily operational tasks to ensure client compliance with legal and regulatory requirements; Drive implementation of process improvement ideas; Diagnose and resolve technical or functional issues in client control areas
Seniority
Senior, hands-on IC
