Financial Markets Client Control Senior Specialist
Core
Ensure control throughout the client and counterparty life cycle (on-boarding to exit) for Financial Markets and Group Treasury, maintaining compliance with legal and regulatory requirements.
Role type
Senior IC client control specialist (financial markets)
Builds
Client onboarding/offboarding processes and post-trade monitoring for Financial Markets and Global Treasury desks
Domain
Financial services / Regulatory compliance
Required skills
Client onboarding and offboarding, Post-trade monitoring, Regulatory compliance (KYC, MiFID, EMIR, SFTR, Dodd Frank), Stakeholder communication, Process improvement, Excel, Analytical skills
Preferred skills
Experience with financial regulations (MiFID, EMIR, SFTR, Dodd Frank), International environment experience, Data-driven decision making
Technologies
MS Teams, Excel
Responsibilities
Coordinate offboarding process and post-trade monitoring for clients actively trading on Financial Markets or with Global Treasury desks, Serve as main point of contact for global front office locations and back-office teams, Hold responsibility for client onboarding and compliance with legal and regulatory requirements, Execute daily operational tasks related to client control processes, Drive implementation of improvement ideas for client control processes
Seniority
Senior, hands-on IC