Compliance Manager
Core
Lead the local compliance function for the Portuguese Branch of Trading 212, ensuring adherence to Portuguese Securities Code, CMVM regulations, and EU MiFID II/MiFIR requirements.
Role type
Senior Compliance Manager (Financial Services)
Builds
Regulatory reporting, client complaints handling framework, compliance monitoring programme, and compliant client-facing documentation.
Domain
Financial Services / Capital Markets / Fintech
Deliverable
client delivery | dashboards & analysis
Required skills
Portuguese capital markets law expertise, CMVM regulatory knowledge, MiFID II/MiFIR compliance, regulatory reporting, client complaints management, compliance monitoring, document review for regulatory compliance
Preferred skills
Experience in investment firms, banks, or fintechs, familiarity with MiFID II compliance monitoring
Technologies
None stated
Responsibilities
Serve as primary point of contact for CMVM supervisory matters, adapt group compliance policies to local laws, prepare and submit periodic regulatory reports, manage client complaints handling framework, conduct compliance monitoring programme, review client-facing documentation and marketing materials
Seniority
Senior, hands-on IC