Sr Regulatory Specialist
Core
Administer reviews of regulatory filings and rulemaking, support division education and training initiatives, and maintain documentation for regulatory programs and enforcement processes.
Role type
Senior Regulatory Specialist (Regulatory Program Administration & Training Support)
Builds
Regulatory program documentation, training materials, and compliance records for Cboe-affiliated U.S. exchanges
Domain
Financial markets / Regulatory compliance / Corporate training
Deliverable
Dashboards & analysis | product features
Required skills
Knowledge of financial markets and exchange/SEC/CFTC rules, LMS administration, eLearning development, policy/procedure management, contract administration, enforcement process tracking
Preferred skills
Paralegal Certificate, experience with Articulate Storyline or Rise 360
Technologies
Learning management systems, Articulate Storyline, Rise 360
Responsibilities
Administer reviews of U.S. Exchange rule filings and SEC/CFTC rulemaking; create and maintain training materials and job aids; coordinate LMS logistics and reporting; update policies and procedures with regulatory changes; track enforcement-related commitments and records; support special projects with leadership
Seniority
Senior, hands-on IC
