Sr Specialist, CCUS Compliance

Chicago, IL, US💼 Full-time🗓 2026-09-25 → 2026-09-27

Core

Senior compliance specialist supporting Cboe Clear US (a registered derivatives clearinghouse) in regulatory analysis, policy development, and examination responses.

Role type

Senior Specialist, Clearing Compliance

Builds

Strong compliance program for a registered Derivatives Clearing Organization (DCO)

Domain

Financial Services / Derivatives Clearing / Regulatory Compliance

Required skills

regulatory analysis, policy and procedure development, audit coordination, regulatory filing preparation, risk assessment, compliance monitoring, written analysis of laws and regulations

Preferred skills

Jira, SharePoint, Confluence

Technologies

MS Office (Word, Excel, Outlook, PowerPoint), Jira, SharePoint, Confluence

Responsibilities

Analyze and draft policies and procedures to address gaps and enhance controls; communicate compliance matters to management and the Board; draft and submit regulatory filings and reports; coordinate responses to internal/external audits and SEC/CFTC inquiries; track regulatory commitments and remediation plans; conduct risk assessments and control evaluations; support associate training and cross-functional initiatives

Seniority

Senior, hands-on IC

Sourced via workday · Listed on CareerPlan, which tracks 813,000+ jobs from 20+ sources.

About cboe

Cboe is seeking a Director, Assistant General Counsel – Intellectual Property to provide legal support globally to all levels of the organization regarding intellectual property. This position will also provide legal support with respect to emerging risks, as well as other regulatory frameworks applicable to global exchange operators. In fulfilling these duties, this position will also collaborate with and manage outside counsel and other experts as necessary. Further, depending on the division’s needs and the individual’s interests, the position may also provide the opportunity to gain experi