Managed Accounts Supervision Specialist, Private Wealth
Core
Supervise investment suitability and oversight of BMO Nesbitt Burns Managed Account programs, ensuring compliance with Client Account Agreements and regulatory obligations.
Role type
Supervision Specialist (Private Wealth)
Builds
Compliance oversight for managed account programs
Domain
Financial Services / Wealth Management
Required skills
Suitability review, KYC review monitoring, regulatory compliance, process improvement, training program development, MS Excel, analytical skills, problem solving
Preferred skills
Relationship management, strategic initiative support, audit coordination
Technologies
MS Excel
Responsibilities
Complete suitability reviews of Managed Client Account Agreements, support branch supervision employees on supervision issues, coordinate resolution of oversight issues, facilitate responses to internal and external audits, identify and recommend process improvements, deliver training programs
Seniority
Mid-level, hands-on IC