Corporate Governance Compliance
2,508 open positions
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Ant International-Head of Legal-ANEXT Bank Ant GroupSingapore 22d Lead the Bank's legal team to provide strategic counsel for a new digital banking business, shaping products and managing risk from inception to go-to-market.
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Compliance Manager (Malta) TechBiz Global GmbHBordeaux, Gironde 23d Lead regulatory implementation and remediation projects for electronic/algorithmic trading, ensuring alignment across internal teams and serving as the compliance contact for business areas.
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Regulatory Specialist (14120) InvestecDublin, Leinster, IE 23d Senior regulatory specialist ensuring prudential capital compliance and reporting for an Irish credit institution.
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Company Secretary Executive RentomojoBangalore, Karnataka 23d Manage corporate governance, secretarial compliances, and regulatory filings for a rental subscription company.
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Consultant Audit & Advisory - Financial Services (m/w/d) Baker TillyBorgfelde, Freie und Hansestadt Hamburg, DE 23d Audit and advisory services for financial service providers and funds, including license acquisition support and regulatory compliance.
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Senior Compliance Consultant ManulifeToronto, Ontario, CA 23d Senior compliance expert providing advisory, independent oversight, and risk-based guidance for Canada Segment Individual Insurance, Group Benefits, and Affinity businesses.
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Chief Executive Officer (CEO)↗ Gem Asset Management Pte. Ltd.Outram, S00, SG 23d Overall management, strategic direction, and operational performance of an asset management firm, ensuring governance, compliance, and risk management per MAS regulations.
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Assistant Manager - Private Equity Compliance & Regulatory Management Support↗ EYColombo, PR, BR 23d Manage independence, compliance, and regulatory requirements for UK-headquartered private equity groups and their portfolio entities.
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Referent (m/w/d) Grundsatzfragen/Nachhaltigkeit Frankfurter Volksbank Rhein/Main eGRemote 23d Analyze regulatory requirements for sustainability governance, coordinate annual sustainability reporting, and implement SFDR disclosure obligations for a regional German bank.
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Head of Internal Legal and Risk↗ Sparke Helmore LawyersSydney, NSW, AU 23d Advisor and trusted counsel to the Leadership and Management Team on risk, governance, regulation, and professional obligations for an independent Australian law firm.
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Legal & Regulatory Compliance (Senior) Associate MorganstanleyBudapest, Budapest, Hungary 23d Support Morgan Stanley's Recovery and Resolution Planning program by interpreting regulatory requirements, driving submissions, and maintaining governance frameworks across jurisdictions.
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Manager, Compliance Advisory | Enterprise Services CapitaloneMcLean, VA, US $138k–$173k23d Provide compliance advisory support focusing on consumer and data compliance to Enterprise Services business units, driving continuous improvement of the compliance management program.
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IT Compliance Senior Manager RaymondjamesSaint Petersburg, Florida - United States 23d Senior manager leading the Information Technology Compliance program, executing regulatory assessments, monitoring IT issues, and developing compliance metrics for a securities and banking firm.
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ETD Compliance Advisory – Senior Manager↗ Tp IcapSingapore, SG 23d Senior Manager providing specialist regulatory advisory and strategic oversight for Exchange Traded Derivatives (ETD) and physical commodities markets globally.
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Senior Associate, Compliance – Adviser Program Oversight PimcoNewport Beach, CA USA $100k–$113k23d Supporting and enhancing PIMCO's U.S. investment adviser compliance program to ensure regulatory alignment and strengthen governance frameworks.
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Senior Paralegal, Licensing SnapfinanceMetro 9 - West Valley City, US 23d Paralegal supporting legal and compliance functions including licensing, marketing compliance, litigation, and regulatory filings.
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合规专员 HuaweiShenzhen, China 23d Conduct compliance risk insights, design risk control schemes, perform regular compliance reviews, and execute inspections and audits to ensure adherence and manage risks.
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Senior Consultant Gesamtbanksteuerung / Treasury (m/w/d) Kompetenzcenter Risikosteuerung KC Risk AGNürnberg, Mittelfranken, BAYERN 23d Strategic consultant for cooperative banks ensuring forward-looking regulatory and robust overall bank steering and treasury management.
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Senior Counsel - Platforms RbcTORONTO, Ontario, Canada 23d Senior legal advisor supporting enterprise payments initiatives, regulatory compliance, and strategic legal matters for RBC's Payments Canada and RBCx portfolio.
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Banamex Analista de Vigilancia de Cumplimiento- Surveillance↗ CitiCiudad de México, DIF, MX 23d Compliance risk analyst designing, implementing, and overseeing surveillance systems to detect behaviors violating regulatory rules or internal policies, including trade, e-communications, voice, employee trading, outside activities, and information barrier…
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Sr. Advanced Markets Consultant GodirectGA-Work@Home, Georgia, US $109k–$136k23d Sr. Advanced Markets Consultant providing regulatory expertise and consultative support on qualified retirement plan matters, analyzing IRC and ERISA provisions to resolve complex inquiries and deliver strategic guidance.
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Compliance Officer, Surveillance CiToronto, ON, CA $60k–$71k23d Monitor client account activity and advisor trading for suitability, conflicts, and unusual transactions in accordance with CIRO rules and regulations.
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Compliance Transaction Monitor Viamericas CorporationTijuana, Baja California 23d Assist the Compliance Department's daily operations by monitoring transactions to ensure adherence to BSA regulations and internal Customer Identification Policy (CIP).
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Regulatory Reporting & Governance Specialist HpeBengaluru, Karnātaka, India 23d Prepare and submit regulatory reports (CIC, NeSL, CRILC, CIMS, DAKSH, Collection Efficiency) and manage company secretarial compliance for an NBFC/financial institution.
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リスク・コンプライアンス責任者(Startale Japan) Startale GroupJapan ¥11000k–¥15000k23d Building and operating a compliance and risk management framework for a Web3 financial infrastructure startup, focusing on stablecoin issuance and digital asset services.
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Assistant Vice President, Market Surveillance & Monitoring (Enforcement) Hong Kong Exchanges and Clearing LimitedHong Kong, Hong Kong, HK 24d Enforce market rules and regulations for HKEX cash and derivatives markets through real-time monitoring, inspections, and regulatory liaison.
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Senior Compliance Manager Placements24Pretoria, Tshwane 24d Lead compliance efforts, oversee adherence to regulatory requirements, develop policies, and act as a key advisor to senior management on legal and ethical boundaries.
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Compliance Manager CFS RecruitmentGauteng, South Africa 24d Establish and maintain compliance management frameworks, execute risk monitoring plans, and conduct reviews/testing for short-term insurance operations.
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Corporate Secretary IvanhoeSandton, North Johannesburg 24d Ensure corporate governance and compliance for a Canadian mining company, serving as a key advisor to the board of directors and senior management.
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Company Secretary The Goodyear Tire & Rubber CompanyIndia 24d Support end-to-end corporate governance, regulatory compliance, and secretarial functions for a listed entity and two group companies in India.
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Senior Associate – Economic Offences Metalegal AdvocatesKenchanahalli, Bangalore 24d Senior legal professional handling economic offences, regulatory investigations, white-collar crime, and financial crimes.
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Managing Counsel, Privacy Fiserv, Inc.New York, NY, US $186k–$286k24d Advise on privacy-by-design, responsible data use, and scalable compliance for Fiserv's Embedded Finance business, supporting product, engineering, and commercial arrangements.
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Vice President, Equity Research Controls and Business Management MUFG Bank, Ltd.New York, NY, US 24d Primary governance, controls, and business management partner for the US Equity Research organization, ensuring the platform operates in a controlled, efficient, and scalable manner.
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Associate Director, Legal Counsel Janus Henderson InvestorsDenver, CO, US $150k–$160k24d Provide day-to-day legal support for business partners across a broad range of business areas, including drafting fund prospectuses, supporting Board of Trustees meetings, and assisting with regulatory processes for mutual funds and ETFs.
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Compliance & Controls Officer (f/m/d) Deutsche BörseFrankfurt am Main, Hessen, DE 24d Strengthen compliance methodology, coordinate internal/external controls, and ensure communication between business lines and Group Compliance for Deutsche Börse.
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(Senior) Compliance Officer (Investment Banking Compliance) - Hamburg BerenbergBorgfelde, Freie und Hansestadt Hamburg, DE 24d Senior Compliance Officer supporting Investment Banking trading areas with compliance oversight, monitoring, and regulatory adherence.
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Senior Corporate Paralegal AtomsSingapore, SGP 24d Corporate governance subject matter expert and company secretarial anchor for the Singapore entity and affiliated companies across APAC.
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Compliance-Beauftragter (m/w/d) - Teilzeit MMK PersonalberatungNürnberg, Mittelfranken, BAYERN 24d Design and maintain compliance structures in a regulated environment or public sector, ensuring adherence to legal frameworks and internal control systems.
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Head of Compliance Advisory HostplusMelbourne, Victoria 24d Lead a team of trusted advisors to deliver practical compliance advice, shape strategic initiatives, and support the execution of Hostplus' compliance management strategy across the fund.
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Legal Counsel / Senior Legal Counsel Perigon GroupSydney, Sydney Region 24d Lead legal matters across the full lifecycle of investment products, including product development, establishment, launch, operation, amendments, restructures, and terminations.
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