IT Compliance Senior Manager
Core
Senior manager leading the Information Technology Compliance program, executing regulatory assessments, monitoring IT issues, and developing compliance metrics for a securities and banking firm.
Role type
Senior IC IT Compliance Manager
Builds
IT Compliance program, regulatory reporting, and process improvement initiatives
Domain
Financial services (securities/banking) + IT Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory assessment, IT security controls, Sarbanes-Oxley Section 404, project management, process improvement, stakeholder communication
Preferred skills
Financial markets knowledge, investment concepts, advanced planning/scheduling, investigative analysis
Technologies
Standard office software, databases, spreadsheets
Responsibilities
Execute annual and targeted regulatory assessments; monitor IT issue progress and escalate as needed; review and recommend changes to IT policies and standards; research regulatory updates and develop communication plans; lead development of IT Compliance metrics and reporting; identify process improvement opportunities.
Seniority
Senior, hands-on IC with strategic influence
