Associate Director, Legal Counsel
Core
Provide day-to-day legal support for business partners across a broad range of business areas, including drafting fund prospectuses, supporting Board of Trustees meetings, and assisting with regulatory processes for mutual funds and ETFs.
Role type
Associate Director, Legal Counsel
Builds
Fund prospectuses, statements of additional information, supplements, and regulatory filings for mutual funds and ETFs
Domain
Financial Services / Investment Management
Required skills
Knowledge of Investment Company Act of 1940, legal drafting, regulatory compliance, board meeting support, agreement drafting, analytical judgment, prioritization
Preferred skills
Mentoring, leadership development, career growth
Technologies
Legal research tools, document management systems
Responsibilities
Review and support preparation of fund prospectuses and supplements, prepare and review materials for Board of Trustees meetings, assist with annual 15(c) process, advise and draft agreements, maintain compliance culture
Seniority
Associate Director, hands-on IC with leadership potential
