Compliance Manager
Core
Establish and maintain compliance management frameworks, execute risk monitoring plans, and conduct reviews/testing for short-term insurance operations.
Role type
Management-level compliance manager
Builds
Compliance frameworks, policies, and risk monitoring plans for short-term insurance business units
Domain
Insurance / Financial Services
Required skills
Compliance risk management, regulatory monitoring, compliance auditing, policy development, regulatory reporting, risk assessment, remediation tracking, governance framework implementation
Preferred skills
Stakeholder management, advisory skills, analytical problem-solving
Technologies
RE 5, Certificate in Compliance Management NQF 7, B Com (Compliance & Risk Management), LLB, Certificate in Anti-Money Laundering Control
Responsibilities
Establish and maintain compliance management framework, Develop and execute compliance risk management and monitoring plans, Conduct compliance reviews, testing, and file sampling, Manage regional compliance functions and external compliance providers, Assist business units in mitigating compliance risks, Perform SOP compliance testing and track corrective actions, Draft, implement, and maintain compliance policies, Deliver compliance training and regulatory awareness programmes, Monitor business practices for compliance risks and potential customer harm, Escalate compliance and conduct concerns where required