Corporate Governance Compliance
2,508 open positions
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Americas Market Conduct Paralegal MorganstanleyDallas, Texas, United States of America $68k–$96k21d Assist regulatory exam managers with regulatory exams and continuous monitoring requests, including preparing exam materials, drafting response letters, and maintaining tracking logs.
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Manager - Client Services↗ HSBCMH, IN 21d Granting licenses to foreign investors to invest in the India market while ensuring regulatory compliance and premium client service.
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Analyst, Corporate Compliance (Contract) 12 months CanadiantirecorporationOakville, ON, CA $83k–$94k21d Senior Analyst supporting the Bank's Regulatory Compliance Management (RCM) Program by executing monitoring, testing, and continuous improvement of regulatory compliance activities.
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Legal Affairs Manager AmeripriseMinneapolis, Minnesota, US $74k–$129k21d Support attorneys in the General Counsel's Office by managing contractual agreements, reviewing marketing materials, and drafting client-facing product agreements for Ameriprise Bank, FSB.
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Legal Regulatory Advisor – Vice President – Global Markets MufgubNew York, NY, US $170k–$220k21d Provide legal and regulatory guidance to MUFG's Global Markets securities and derivatives businesses, ensuring compliance with SEC, CFTC, FINRA, and NFA rules.
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Head of Finance, Convex CES, Full-time / Part-time↗ Convex InsuranceLondon, ENG, GB 21d Lead statutory and regulatory reporting, entity controls, and financial strategy for Convex Europe S.A., partnering with entity boards and central finance teams.
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Head of Internal Legal and Risk SparkeSydney, New South Wales 21d Advisor and trusted counsel to the Leadership and Management Team on risk, governance, regulation, and professional obligations for an independent Australian law firm.
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Corporate Lawyer / FIU Liaison Coinsell Technology Pvt. Ltd.Sansad Marg, New Delhi 21d In-house corporate counsel based in New Delhi who owns FIU-IND liaison for a regulated virtual digital asset platform, preparing for and attending in-person FIU-IND meetings and visits as needed by the company.
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Associate Legal Counsel for México Grupo FinkargoMiguel Hidalgo, Ciudad de México 21d Strategic legal counsel for a fintech in Mexico, focusing on trust structures, factoring, guarantees, contracts, and regulatory compliance.
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VP of Compliance - United Overseas Bank United Overseas BankSingapore 21d Lead strategy and execution of regulatory relationship management with MAS (Monetary Authority of Singapore) and deliver compliance management reports to senior management.
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Director of Compliance - Sumitomo Mitsui Banking Corporation Sumitomo Mitsui Banking CorporationSingapore 21d Principal Compliance Partner to Transaction Banking providing independent second-line advice and challenge on products, strategic initiatives, and technology risk regulation.
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Senior Manager, Compliance Advisory & Change Management UpstartRemote $172k–$238k21d Operationalize second-line compliance activities for third-party risk, new/modified products, marketing, and regulatory change management within a banking/financial services context.
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Chinese-Speaking Research Analyst SrmMalaysia 22d Research, analyze, and write compliance and intelligence reports on companies and individuals for due diligence and investigatory purposes, focusing on political, regulatory, and corporate risk environments in the APAC region with a specific focus on China.
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Responsable LBA & Legal Counsel senior Vaudoise AssurancesLausanne 22d Senior Legal Counsel leading the Anti-Money Laundering (AML) framework and providing legal advice for a Swiss insurance company.
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Senior Lead Counsel - Spread Products - Asset Backed Financing and Securitization CitiNew York, NY, US $211k–$317k22d Senior in-house legal counsel providing strategic business partnership and subject matter expertise on structured finance, securitizations, and asset-backed products to the Spread Products business.
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Legal Counsel - FinTech EburyToronto 22d Provide high-quality legal advice on commercial, regulatory, and governance matters to support Ebury's global expansion, with a specific focus on launching operations in the United States.
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Senior Associate, Compliance - Adviser Program Oversight PIMCONewport Beach, CA, US $100k–$113k22d Support and enhance the firm's U.S. investment adviser compliance program by ensuring regulatory alignment, strengthening governance frameworks, and embedding a culture of integrity.
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MD / Managing Counsel, State Street Investment Management Legal - Institutional Distribution, Americas State Street CorporationBoston, MA, US 22d Lead the legal team supporting institutional distribution activities and client coverage across the Americas (US, Canada, Latin America), providing strategic legal advice on investment management agreements, regulatory compliance, and product operations.
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Officer 2, Fund Administration Iq-EqPasig, NCR, ph 22d Deliver comprehensive corporate secretarial services for complex matters, including documentation, filings, and compliance for funds and special purpose vehicles.
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Conflicts Analyst Clifford ChanceDelhi, India 22d Manage conflicts of interest and compliance issues across Clifford Chance's global practice, deciding on new mandates and scope amendments.
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Expert - Regulatory Compliance IngPB_Cen_Warszawa (ul. Puławska 2), PL 22d Managing compliance risk, acting as second line of defense, and supporting subsidiaries in defining risk appetite and interpreting regulations.
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Risk Officer MsLos Angeles, California, United States of America $120k–$170k22d Ensures adherence to business ethics, regulations, and compliance practices across branch locations while managing risk and supervising business operations.
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Associate Director, Compliance CrosscountrymortgageRemote USA 22d Drive the operational execution and ongoing development of Compliance Monitoring and Testing programs, support Branch Audit oversight, and coordinate regulatory examination readiness for a distributed retail mortgage lender.
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(Senior) Analyst Compliance (m/w/d) RCI Banque S.A. Niederlassung DeutschlandRemote 22d Central compliance contact for the Wholesale business, supporting departments in implementing regulatory requirements and managing KYC/CDD processes.
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Compliance Officer – Indices/Benchmark Administration↗ BloombergLondon, ENG, GB 22d Second-line compliance officer supporting Bloomberg's global Index business, focusing on financial benchmarks and strategy indices.
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Associate, Cross-Border Fund Registration IcgWarsaw, PL 22d Manage cross-border fund registrations and filings for EU- and US-managed alternative investment funds across Europe and Asia, providing practical guidance on distribution requirements.
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Global Legal Associate: Fintech and Compliance↗ RemofirstRemote 22d Legal partner to Product, Engineering, and Finance teams on payments, payroll funding, contractor payouts, cross-border payments, deposits, and FX, turning regulation into product requirements and running the fintech compliance programme.
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Interim Senior Assistant Company Secretary SmithnephewUK - Watford 22d Support the delivery of high quality governance services across a global organization, ensuring statutory and regulatory compliance and supporting company secretarial activities.
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Chief Compliance Officer and MLRO, Vice President StatestreetRiyadh, SA 22d Manage the State Street Saudi Arabia Financial Services Compliance and Financial Crimes programmes and provide advisory support to business units.
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Lead Analyst, ETP Qualifications CboeKansas City, MO, US $111k–$143k22d Safeguard the integrity of ETF marketplaces by ensuring listed ETFs qualify prior to exchange listing and remain compliant over time.
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CIB Legal Markets ED SantanderBoadilla del Monte, ES 22d Provide legal advice and documentation for complex Capital Markets transactions, including structured notes, derivatives, securitisations, and swaps.
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General Manager - Regulatory Engagement and Dispute Resolution NetwealthMelbourne Office 22d Lead regulatory affairs strategy and coordinate all regulator interactions, while overseeing group litigation and contentious regulatory matters for a financial services group.
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Gruppenleitung Client Lifecycle Client Onboarding & KYC m/w/d DZ BANK AGFrankfurt am Main, HESSEN 22d Lead the Client Onboarding & KYC group, ensuring regulatory compliance for firm, institutional, and bank customers across the entire lifecycle.
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Wirtschaftsjurist Finanz- & Bankrecht (m/w/d) Rödl GmbH RAG StBGRemote 22d Provide legal advice and regulatory compliance support to national and international clients in banking, financial markets, investment, and payment systems law.
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Manager, Compliance Privacy Advisor CapitaloneMcLean, VA, US $152k–$173k22d Manager leading second-line privacy compliance activities, managing international privacy risk across global operations (APAC, EMEA, Americas) for a tech-focused finance institution.
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Compliance Manager (法令遵循經理) TsysTAIPEI, , TAIWAN 22d Provide regulatory advisory, lead risk-based compliance reviews, and oversee AML/CFT compliance for a payments company's Taiwan team.
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Director, Fund Lawyer – ETFs & Mutual Funds, Japan Legal BlackRockTokyo, Japan 22d Provide legal advice on fund structuring, regulatory compliance, and corporate matters for BlackRock's asset management activities in Japan.
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Senior Paralegal, Global Foreign Exchange - Banking & Markets Group NtrsLimerick, Ireland 22d Senior Paralegal providing dedicated legal support to the Global Foreign Exchange business, focusing on drafting and negotiating derivatives and trading documentation.
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Consumer Compliance Lead - Product Advisory & Testing NubankMiami 22d Lead product compliance advisory and internal compliance testing for US consumer banking products (deposits, credit cards, personal loans) to ensure adherence to federal and state consumer financial protection laws.
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Legal & Compliance, LP Communications, VP/SVP BlackstoneTokyo, JP 22d Review and advise on legal and compliance matters for marketing materials, investor communications, and fundraising documents for Blackstone's businesses in Japan.
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Governance Process & Controls Internal Audit FS Senior Associate - Milano [OTS] PwCMilan, IT €39k22d Support the evolution of Business Control Functions (Internal Audit, Compliance, AML) in the Financial Services sector by analyzing regulatory impact, defining internal governance models, and performing quality assurance reviews.
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Company Secretarial Counsel HH GlobalMumbai, Maharashtra 22d Manage company secretarial and corporate governance activities for a global portfolio of entities, including board and shareholder matters, statutory compliance, and corporate records.
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Manager, Compliance Intercontinental Exchange Holdings, Inc.Chicago, Illinois; Jacksonville, Florida $113k–$155k22d Administer and enforce compliance and operational risk programs for a systemically important clearing house regulated by the CFTC, SEC, and Federal Reserve.
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Ant International-Corporate Governance Lead-ANEXT Bank Ant GroupSingapore 22d Lead end-to-end board processes, manage board policies and succession planning, and ensure regulatory compliance for ANEXT Bank.
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