Corporate Governance Compliance
2,508 open positions
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Assistant Manager - Debt Management Services - Consumer Bajaj FinservChandigarh, India 25d Managing debt collection targets and overseeing collection agencies and executives to ensure legal compliance and prevent fraud.
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Jurist*in (Schwerpunkt Vertrieb) Janitos Versicherung AGRemote 25d Legal expert responsible for sales and insurance law compliance, product design, and regulatory adherence (VAIT, DORA) for a broker-focused insurer.
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Senior Consultant Risk & Compliance BdoUtrecht, Provincie Utrecht 25d Senior Consultant Risk & Compliance role contributing to client impact and societal value within a global advisory network.
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Project Compliance & Risk Manager - 12 Month Contract Dimensional Fund Advisors, L.P.Sydney, New South Wales, AU 25d Support the Compliance & Risk function in delivering the annual Compliance Plan review, strengthening the control environment, and implementing key regulatory projects.
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Senior Compliance Testing Analyst (US) TD Bank GroupGreenville, SC, US $72k–$108k25d Design and execute compliance monitoring and testing plans, analyze business line controls against regulatory requirements, and produce management reporting to support risk decision-making.
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Managing Director, Asset Management Regulatory Compliance Baker TillyNew York, NY, US 25d Build and scale a national advisory practice for asset management regulatory compliance, serving SEC-registered investment advisers and private fund managers with outsourced and co-sourced services.
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Legal Counsel / Senior Legal Counsel PerigonSydney, New South Wales 25d Lead legal matters across the full lifecycle of investment products, including product development, establishment, launch, operation, amendments, restructures, and terminations.
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Compliance & Controls Officer (f/m/d) Deutsche BörseFrankfurt am Main, Hessen, DE 25d Strengthen compliance methodology and coordinate internal/external controls for the Deutsche Börse Group's Group Compliance Function.
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Senior Legal Counsel CMC MarketsSydney, Sydney Region 25d Provide high-quality legal support to CMC Markets' CFD and Stockbroking businesses across Australia and New Zealand, managing risk and protecting commercial interests.
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Supervisory Analyst, Research CiticSydney, Sydney Region 25d Ensure compliance with regulatory requirements and business rules, instil financial rigour and brand integrity into research products, and help analysts communicate their messages clearly.
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VP MI Systems and Cntrl, INM FIN↗ HSBCMH, IN 25d VP of regulatory reporting ensuring compliance with RBI guidelines and preparing financial returns for India's Central Bank.
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Sessional Ombudsman, Investment & Advice AfcaRemote 25d Resolve complex complaints and disputes in the Investment & Advice sector, acting as an independent adjudicator between consumers and financial service providers.
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Assistant General Counsel – Product and Regulatory Legal (EU) KrakenRemote 26d Senior legal adviser to European leadership on new products, licensing structure, and regulatory strategy for a crypto platform.
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Manager, Compliance Intercontinental Exchange Holdings, Inc.London, United Kingdom; Amsterdam, Netherlands €89k–€127k26d Design, develop, and execute a risk-based Compliance Programme for ICE Clear Netherlands, ensuring regulatory requirements are met.
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Associate, Legal & Compliance Mizuho BankSingapore, Singapore, SG 26d Associate supporting in-house counsels in reviewing regulatory developments, monitoring legal changes, providing legal advice, and implementing compliance action programs.
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Senior Director / Director, Project Management, Compliance FWD Group Management Holdings LimitedHong Kong, Hong Kong, HK 26d Lead the Compliance Project Management Team to govern, track, and deliver complex regulatory and compliance initiatives across the insurance business.
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Legal Counsel (Funds Transactions), Leading UK Multi-Strategy Investment Firm, London, UK PER, Private Equity RecruitmentLondon, England, GB 26d Provide legal support for fund-based transactions across multiple asset classes including private debt, venture capital, and public markets.
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Company Secretary AxicorpfinancialservicesptyltdIndia 26d Principal advisor to the Board and Senior Management on corporate governance, Companies Act, and secretarial matters, managing end-to-end secretarial functions and regulatory compliance across the group.
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Part-Time Head of Compliance, Risk & MLRO – Wholesale Securities Broking Experience Required Compliance Recruitment SolutionsLondon, England, GB £140k–£200k26d Oversee all UK Compliance, AML, and risk management for a small UK Wholesale Securities Brokerage Office, reporting to the Board and CEO.
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Depositary Oversight, Officer State Street CorporationKilkenny, Leinster, IE 26d Managing an investment monitoring team to review fund types and ensure compliance with investment restrictions, including sophisticated derivatives.
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Legal Counsel ThunesLondon 26d Legal Counsel supporting the Legal & Compliance function in building a world-class legal and regulatory infrastructure for a global payments network, advising on legal risks and contracting with customers for regulated payment services.
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Senior Risk & Compliance Manager, Investments Challenger GroupNew South Wales 26d Senior Risk & Compliance partner supporting the Group Investments Division in managing operational risk, compliance, and governance for a $120B asset management firm.
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Investments Regional Supervision Principal FrostbankAustin, TX - Main Office, US 26d Oversee operations and compliance of regional branches, ensuring adherence to policies and regulations while mitigating risks.
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VP, International WM Compliance Officer MsDallas TX 1445, US $108k–$185k26d Provide expert jurisdictional guidance on securities laws and regulatory expectations across key non-U.S. markets, particularly Europe and Latin America, to support cross-border Wealth Management activities.
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Jurist (m/w/d) Vorstandsstab / Gremienbetreuung LBBWRemote 26d Ensuring legally compliant implementation of regulatory governance requirements and shaping board proposal drafts for LBBW's corporate organs.
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Legal Fellow Associate RbNew York, NY, US $145k26d A two-year rotational legal fellowship for recent law graduates to perform legal research, drafting, and compliance analysis across the Legal and Compliance Group.
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VP, International WM Compliance Officer MorganstanleyDallas, Texas, United States of America $108k–$185k26d Provide expert jurisdictional guidance on securities laws and regulatory expectations across key non-U.S. markets (European and Latin American) to support cross-border Wealth Management activities.
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Policy Manager PlaidGBR - LON Metro 26d Lead public policy work for Plaid across the UK and EU, advocating for a secure financial ecosystem and shaping regulatory engagement on open banking, data privacy, and competition.
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Client Onboarding - Investment Advisors/Funds Group - AVP MizuhoNYC (1285), US $77k26d Manage end-to-end onboarding and due diligence for new investment advisor clients, ensuring compliance with KYC, AML, and sanctions requirements.
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Associate - Economic Substance↗ WaystoneCashel, County Tipperary, Ireland 26d Risk reporting and compliance support for Cayman Economic Substance and ManCo clients, focusing on market risk analytics and investment compliance monitoring.
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Director - Compliance↗ American ExpressToronto, ON, CA 26d Strategic leadership and oversight for Amex Bank of Canada's AML/ATF Program, Complaints Management Program, and Regulatory Relations function.
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Assistant Manager - Manager | Risk, Regulatory & Forensic – Nicosia, Cyprus↗ DeloitteNicosia, Cyprus 26d Advise top management of leading international clients in the financial services industry on strategy, financial, regulatory, and business process risks.
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Managing Counsel, Privacy FiservNew York, New York, US $186k26d Advise on privacy-by-design, responsible data use, and scalable compliance for Fiserv's Embedded Finance business, supporting product, engineering, and commercial arrangements.
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Chief Compliance Officer, Ramp Advisory LLC RampNew York, NY (HQ) 26d Design, execute, and oversee the compliance program for Ramp Advisory LLC, an SEC-registered investment adviser, serving as the primary point of contact with regulators.
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Senior Manager, Distribution Governance AmeripriseBoston, Massachusetts, US $120k26d Build and maintain infrastructure for sales governance, compliance, and risk oversight within the Intermediary Distribution business.
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Control Oversight and Advisory – Market Conduct Office DbLondon, 21 Moorfields, GB 26d Provide governance, oversight, and advisory for market conduct controls across Deutsche Bank's Global Markets activities, embedding risk management into business decisions.
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Litigation Operations Support Analyst - Subpoena Processing GhrPhoenix, US 26d Process third-party subpoenas, levies, and garnishments for civil and criminal matters, interpreting legal documents to ensure compliance with state and federal privacy laws.
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Director, Assistant General Counsel CboeNew York, NY, US 26d Provide legal and regulatory support to Cboe's U.S. securities businesses, focusing on Market Data and Access Services and Exchange Traded Product Listings.
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Vice President, Equity Research Controls and Business Management MufgubNew York, NY, US 26d Primary governance, controls, and business management partner for the US Equity Research organization, ensuring the platform operates in a controlled, efficient, and scalable manner.
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Senior Compliance & Audit Officer Ausloans Finance GroupGold Coast, Queensland 26d Support internal audit, compliance monitoring, and governance activities across a finance brokerage business.
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Senior Manager - Credit Risk & Compliance (Responsible Manager) BYD AustraliaMulgrave, Victoria 26d Establishing credit risk, compliance, and governance frameworks for a new automotive finance business in Australia, including licensing applications and oversight of lending activities.
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LAWYER II | CORPORATE & INVESTMENT BANKING MG InterBANCO INTER 26d Legal counsel supporting the Corporate & Investment Banking team on capital markets, investments, fiduciary administration, and asset management.
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Senior Corporate Officer Apex GroupAmstelveen, Noord-Holland 26d Managing a portfolio of client companies to ensure compliance with local regulations and corporate governance standards.
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