Corporate Governance Compliance
2,508 open positions
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Corporate Secretariat | 12+ PQE | Senior Manager / Manager | Singapore (CL-OC-10)↗ Nat and Nat Search Pte. Ltd.Singapore, S00, SG 20d Senior corporate secretariat role managing end-to-end governance execution, statutory compliance, and board support for a portfolio of entities within a large, complex group.
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Conseiller(ère) en conformité PromutuelVaudreuil-Dorion, CA 20d Ensure regulatory compliance, governance, and personal information protection for an insurance mutual group.
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隐私保护合规专员 HuaweiShenzhen, China 20d Conduct compliance risk insights, design control schemes, perform reviews/audits, and promote compliance awareness for privacy protection within specific domains or regions.
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Senior Manager, Payments Oversight (EU Entity) PayPalLuxembourg City, Luxembourg, Luxembourg 20d Senior Manager leading EU compliance oversight for payments schemes (Cards & SEPA), issuing, acquiring, and regulatory frameworks.
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VP, Government Relations LplfinancialWashington, DC, US $152k–$253k20d VP of Government Relations advocating for LPL Financial's interests before Congress, executive agencies, and regulatory bodies.
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Associate, Operational Risk Management, Cards and Unsecured Loans, Consumer Banking Group DbsTaipei, TW 20d Conduct sales surveillance, regulatory compliance monitoring, and complaint investigations for consumer banking cards and unsecured loans.
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Senior Compliance Analyst - Investment Advisory AdvisorgroupScottsdale, AZ, US $85k–$95k20d Supports the Investment Advisory Compliance Administration Team by responding to compliance inquiries, interpreting firm policies, and supporting surveillance activities for financial advisors.
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Complaints Officer FundingcircleLondon 20d Handle customer complaints fairly and in line with regulatory requirements for a fintech platform serving UK small businesses.
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Junior Financial Consultant (Regulatory Reporting)↗ CapgeminiLisboa, Lisbon, Portugal 20d Manage client regulatory classifications, onboarding compliance, and trade reporting accuracy for financial services clients.
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Regulatory Counsel MastercardMexico City, Mexico 20d Regulatory counsel advising Arcus and Mastercard Transaction Services on Mexican payments and financial services regulation, including Fintech Law, IFPE regime, and money transmission.
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Spezialist (m/w/d) Bankregulatorik & Meldewesen Morgan Philips GroupHannover, NIEDERSACHSEN 20d Specialist in banking regulatory reporting and compliance, analyzing complex regulatory requirements and supporting financial institutions with implementation and clarification of regulatory topics.
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Senior Compliance Associate - Private Alternatives AbglobalNashville, Tennessee, US 20d Support the Private Alternatives Compliance program by executing surveillance and testing, assessing compliance risks, and managing regulatory obligations for private alternative investment products.
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Regulatory Implementation Manager Hub24Sydney, New South Wales 20d Translate regulatory and legislative change into practical, sustainable outcomes for HUB24's products and platform, acting as a bridge between business stakeholders and delivery teams.
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Consultant - Risk Advisory Clayton UtzSydney, New South Wales 20d Junior consultant supporting risk management, regulatory compliance, and governance reviews for financial services clients.
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CS Management Trainee Stable MoneyBangalore, Karnataka ₹240k–₹360k20d CS Management Trainee supporting secretarial and compliance functions for a fixed investment platform.
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Manager, Global Entity Management DatadogNew York 20d Manage global entity formation, maintenance, and compliance across multiple jurisdictions, including lifecycle events, good standing, and corporate records.
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Senior Regulatory Oversight Manager, Advisory WiseLondon, gb 21d Senior Regulatory Oversight Manager providing regulatory advice, check and challenge, and governance to enable Wise to scale UK businesses compliantly with FCA and PRA rules.
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Counsel 3 - Legal (Product ) - Officer , Hybrid CitigroupMumbai, Maharashtra 21d Provide legal guidance, thought leadership, and risk-appropriate business solutions to the Business, focusing on financial services regulations and complex deal documentation.
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Insurance Senior Associate (Financial Lines) Barry.Nilsson.Sydney, New South Wales, AU 21d Senior Associate providing coverage and defence counsel for complex financial lines, director and officer liability, and statutory liability matters.
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VP Private Side Compliance Advisory Morgan McKinleyLondon, England, GB 21d Provide advice and guidance to private side businesses, drive operational implementation of regulatory change initiatives, and conduct internal/external enquiries and investigations.
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Depositary/ Fiduciary Services - Senior Associate State Street CorporationDublin, Leinster, IE 21d Senior Associate responsible for depositary oversight, ensuring compliance with regulatory requirements, reviewing fund portfolios, and managing client deliverables within the Depositary department.
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Compliance Analyst JanestreetLondon 21d Support EU and UK position reporting requirements, monitor positions, prepare and submit disclosures, and help trading desks understand disclosure rules.
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Juriste Droit Boursier (F/H/NB) UbisoftRennes, Brittany, fr 21d Senior corporate lawyer specializing in securities law and corporate governance for a listed company, managing shareholder meetings, regulatory reporting, and board committee preparations.
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Information Barrier Surveillance Lead Analyst TD Bank GroupNew York, NY, US $150k–$180k21d Lead analyst responsible for monitoring information barrier breaches, restricted list activity, and misuse of Material Nonpublic Information (MNPI) to ensure regulatory compliance and protect organizational interests.
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Compliance Associate Dynasty Financial PartnersSaint Petersburg, FL, US 21d Supporting the Dynasty Network Compliance department by managing firm registrations, administering compliance technology tools, and resolving regulatory inquiries.
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Senior Associate, Regulatory Compliance Iq-EqSheung Wan,, hk 21d Provide compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC), addressing complex regulatory issues and preparing licensing applications.
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Contrôleur Interne - Asset Management H/F Covéa FinanceParis, Ile-de-France, FR 21d Internal control specialist ensuring Level 2 controls, risk mapping, and regulatory compliance for an asset management firm managing over €85B.
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Vice President, Counsel HarbourVest Partners, LLCBoston, MA, US $260k–$275k21d Senior legal counsel advising on fund formation, fundraising, compliance, and investor matters for a multi-strategy private markets platform.
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FICC Compliance Officer, Senior Manager ScotiabankNew York, NY, US $121k–$231k21d Provide primary compliance coverage to U.S. FICC businesses and assist in meeting regulatory obligations.
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Assistant Vice President, Legal Sumitomo Mitsui Trust Bank, LimitedSingapore, Singapore, SG 21d Advise on, review, and negotiate structured banking transactions including corporate lending, real estate finance, project finance, and trade finance for a foreign bank's Singapore branch.
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Senior Lead Counsel 1 - Product - SVP CitiNew York, NY, US $211k–$317k21d Senior legal counsel providing strategic guidance, risk management, and regulatory compliance for Citi's Americas Futures and Derivatives Clearing business.
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Senior Analyst ? Anti-Money Laundering & Compliance LhhProvincia di Milano, Lombardia 21d Senior Analyst supporting an independent Asset Management Company (SGR) in the Italian real estate market with Anti-Money Laundering & Compliance functions.
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Legal Counsel (BOCHK Asset Management Limited) Bank Of China (Hong Kong) LimitedHong Kong, Hong Kong, HK 21d Provide legal counsel on the formation, distribution, and regulatory compliance of investment products including authorized funds, private funds, alternative investment funds, ETFs, and discretionary accounts.
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OOTP Complaint Resolution Consultant FlagstarTroy/5151 Corporate Drive/112300, US $45k–$71k21d Final escalation point for the bank's highest-level complaints involving accounts, products, and experiences, serving regulatory agencies, congressional offices, BBB, and social media.
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Front Office Risk Manager (Private Bank)↗ The Edge PartnershipSingapore, S00, SG 21d Execute and develop first-line risk management governance for the Front Office of a private bank, ensuring compliant business conduct and regulatory adherence.
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Market Structure Specialist↗ Six Group AGLas Rozas de Madrid, MD, ES 21d Develop and promote SIX's regulated financial market infrastructure services by monitoring regulatory evolution and managing relationships with industry bodies.
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Advice Quality Manager↗ Fidelity InternationalKingswood, AB, CA 21d Monitor pre- and post-sale advice and observe adviser/client meetings to ensure suitability, accuracy, and adherence to legal/regulatory requirements for Fidelity products.
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Regulatory and Legal Entity Reporting Controller – Corporate Controllers, Reporting & Accounting (Hybrid) / Contrôleur(euse), Information réglementaire et entités juridiques – Contrôle corporatif, information financière et comptabilité (hybride) MorganstanleyToronto, Ontario, Canada $120k–$150k21d Lead the delivery of accurate and timely regulatory reporting for Canadian member firm entities, enhance reporting controls, and drive process improvements across the regulatory reporting framework.
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Sr Assistant Company Secretary (Insurance Lead) CollinsongroupLondon, GB 21d Lead company secretarial adviser for the Group's Insurance businesses and regulated entities, ensuring compliance with legal, regulatory, and governance requirements while supporting Boards and Committees.
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Director of Compliance VantagescoreWashington, DC 21d Build and scale VantageScore's enterprise compliance program, ensuring alignment with business objectives and applicable laws across intellectual property, privacy, antitrust, and tax domains.
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Company Secretary, Europe TravelersLON - London, GB 21d Ensures European Boards have necessary advice and resources to discharge duties effectively while maintaining accurate minutes and records for a portfolio of regulated and non-regulated entities across the UK and Ireland.
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Director of APAC Financial & Regulatory Reporting CorpaySydney - Cross Border, AU 21d Lead regulatory-finance reporting and governance for APAC, acting as the in-house expert on Australian ASIC/AFSL requirements while overseeing financial reporting and controllership.
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Consultant Meldewesen / Regulatory Reporting Banking (m/w/d) Sopra Steria SERemote 21d Implement new regulatory requirements for banks and financial services in the area of regulatory reporting and reporting, providing technical, process, and functional consulting.
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Head of Non-Financial Risk Management, Markets & Corporate Functions (SVP) StatestreetBoston, Massachusetts, US $225k–$338k21d Senior executive leading Second Line Oversight for Compliance and Operational Risk across State Street's Markets business and designated Corporate Functions.
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Senior Compliance Analyst CmcmarketsDubai, AE 21d Senior Compliance Analyst supporting the Compliance Officer/MLRO in operating the compliance framework for CMC Markets Middle East Limited, ensuring adherence to DFSA Rulebook, DIFC laws, and UAE federal requirements.
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