Compliance Monitoring Executive – Director (Equivalent of AVP)
Core
Deliver compliance monitoring reviews and risk assessments for the Irish UCITS/AIFM management company and its European branches within a global asset management firm.
Role type
Director-level compliance monitoring executive (IC)
Builds
Compliance monitoring programs and risk assessments for EU investment funds
Domain
Asset Management / Financial Services / Regulatory Compliance
Required skills
Compliance monitoring, Risk assessment, UCITS/AIFM regulations, Investment operations knowledge, Excel, Cross-regional collaboration, Analytical problem-solving
Preferred skills
Technology implementation, Global business model complexity
Responsibilities
Deliver compliance monitoring reviews across business units, Develop and maintain Compliance Monitoring Risk Assessment, Enhance Compliance Monitoring Programme, Provide compliance support for Irish UCITS/AIFM management company
Seniority
Director, hands-on IC