(Senior) Compliance Officer (Investment Banking Compliance) - Hamburg
Core
Senior Compliance Officer supporting Investment Banking trading areas with compliance oversight, monitoring, and regulatory adherence.
Role type
Senior IC compliance officer (investment banking)
Builds
Compliance monitoring frameworks, trading surveillance processes, and regulatory adherence protocols for trading desks
Domain
Financial services / Investment Banking / Capital Markets
Required skills
Capital markets compliance expertise, MiFID II and MAR regulatory knowledge, trading surveillance experience, project management, analytical thinking, process improvement, cross-functional collaboration, written and verbal communication
Preferred skills
Trading surveillance experience, project management, strategic thinking
Technologies
MiFID II, MAR, trading surveillance systems
Responsibilities
Advise trading areas on compliance and regulatory requirements, oversee and implement compliance monitoring frameworks, conduct compliance risk assessments, perform trading surveillance and investigations, develop and update policies and procedures, organize compliance training
Seniority
Senior, hands-on IC