Compliance Manager (Malta)
Core
Lead regulatory implementation and remediation projects for electronic/algorithmic trading, ensuring alignment across internal teams and serving as the compliance contact for business areas.
Role type
Senior IC compliance manager (financial services, trading)
Builds
Regulatory compliance frameworks and reporting systems for trading operations
Domain
Financial services, electronic/algorithmic trading
Required skills
Regulatory implementation, project management, cross-functional coordination, regulatory reporting, stakeholder management, audit support, position reporting, capital reporting, regulatory filings
Preferred skills
Experience in electronic/algorithmic trading (HFT), knowledge of MiFID II, SEC, MAR, EMIR, MAS frameworks
Technologies
MiFID II, MAR, EMIR, SEC rules, MAS, Reg NMS, Reg SHO, CAT, TRACE
Responsibilities
Lead regulatory implementation and remediation projects; Define scope, timelines, deliverables, and KPIs; Coordinate cross-functional teams; Own compliance for regions or domains; Apply regulations across US, Europe, and Asia; Oversee transaction reporting; Manage position reporting, capital reporting, and regulatory filings; Support audits, exams, and regulatory inquiries; Act as compliance contact for business areas; Present updates to senior stakeholders and regulators; Ensure alignment across internal teams
Seniority
Senior, hands-on IC