Senior Compliance Executive / Compliance Manager
Core
Senior Compliance Executive safeguarding Invesco's regulatory framework in Ireland, acting as a trusted partner to ensure operations align with evolving regulatory requirements while supporting strategic objectives.
Role type
Senior IC compliance manager (asset management)
Builds
Regulatory compliance framework, governance structures, and compliance culture within an Irish investment management firm
Domain
Financial services / Asset Management / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory interpretation, stakeholder engagement, risk analysis, policy development, training delivery, AML/CTF oversight, reporting
Preferred skills
Central Bank of Ireland reporting systems familiarity, LCOI qualification
Technologies
Central Bank of Ireland regulatory reporting systems
Responsibilities
Partner with Head of Compliance Ireland on regulatory framework and governance; Coordinate responses to regulatory enquiries and Central Bank requests; Engage with stakeholders to drive compliance actions; Oversee operational risk events and compliance incidents; Analyze management information to identify trends and risks; Assist in AML/CTF framework oversight; Provide day-to-day compliance guidance; Monitor regulatory developments and assess impact; Prepare compliance reports for senior management and the Board; Maintain and enhance compliance policies; Support Fitness & Probity and Individual Accountability frameworks; Design and deliver compliance training.
Seniority
Senior, hands-on IC with strategic partner elements