VP, Compliance Advisory (Asia)
Core
VP-level compliance professional providing advisory support to an investment management platform across Asia, covering public and private markets.
Role type
VP, Compliance Advisory
Builds
Compliance policies, procedures, and regulatory engagement outcomes for the investment business.
Domain
Financial Services / Investment Management / Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory interpretation, policy drafting, stakeholder engagement, training delivery, cross-border analysis, commercial judgement
Preferred skills
Asia-Pacific regulatory expertise, global environment adaptability, time-zone flexibility
Technologies
N/A
Responsibilities
Interpret and apply regulatory requirements for cross-border activities and product distribution; Review marketing and client materials for compliance; Draft and maintain policies and procedures; Support regulatory audits, inspections, and filings; Deliver training on regulatory developments.
Seniority
VP, hands-on advisory & strategic partnership