Compliance Manager (m/w/d)
Core
Monitor securities and capital market compliance, implement regulatory projects (MiFID II, WpHG), and optimize internal processes using modern tools and AI.
Role type
Compliance Manager (Securities & Capital Markets)
Builds
Internal compliance monitoring systems, regulatory reporting, and training programs for a digital investment platform.
Domain
Financial Services / Securities Regulation / Compliance Technology
Deliverable
production ML models | dashboards & analysis | client delivery
Required skills
Securities and capital market compliance expertise, regulatory project management, process optimization, training delivery, stakeholder collaboration, analytical problem solving
Preferred skills
Experience with AI/LLM tools for automation, background in compliance or audit, experience in regulated financial institutions
Technologies
AI-driven tools, LLMs, modern compliance systems
Responsibilities
Monitor ongoing business operations for compliance, collaborate with Product, Client Services, and Trading teams, liaise with external auditors and regulators, implement new regulatory requirements, conduct employee training, drive digitalization of compliance processes
Seniority
Mid-Senior, hands-on IC