Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA)
Core
Strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters, providing critical leadership in analyzing regulatory developments and shaping organizational positions.
Role type
Senior IC strategy & policy advisor
Builds
Strategic regulatory intelligence, operational policies, and unified organizational positions on critical regulatory issues
Domain
Financial services / Securities regulation / Market regulation
Deliverable
dashboards & analysis
Required skills
Securities regulation expertise, Market structure knowledge, Regulatory Services Agreement (RSA) expertise, Policy development, Regulatory interpretation, Cross-functional collaboration, Strategic thinking, Analytical skills
Preferred skills
JD or MBA, Advanced degree in relevant field
Technologies
None stated
Responsibilities
Monitor and interpret complex regulatory developments from exchanges, FINRA, and the SEC; Provide expert guidance to senior leadership on operational and strategic implications of new regulations; Direct preparation of comprehensive regulatory intelligence materials; Partner with policy teams to codify new requirements into operational policies; Represent Regulatory Operations in high-level RSA meetings and strategic initiatives; Synthesize complex input on key regulatory issues into actionable strategic recommendations.
Seniority
Senior, hands-on IC