Compliance Officer
Core
Trusted adviser and business partner ensuring Apex China practices adhere to local regulatory requirements and Apex Group policies.
Role type
Senior Compliance Officer (Financial Services)
Builds
Compliance programs, risk assessments, and regulatory reporting for Apex China and Asia region.
Domain
Financial Services / Fund Administration / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory analysis, AML/CDD due diligence, PEP/sanction checks, policy drafting, audit remediation, stakeholder management, regulatory reporting
Preferred skills
ACAMS certification, experience with AMAC/CSRC, financial services regulation expertise
Technologies
N/A
Responsibilities
Ensure compliance with relevant laws and regulations; Support management in managing regulatory risks including AML and terrorist financing; Conduct local regulatory analysis and advise on legislative changes; Review and update compliance monitoring programs; Implement audit recommendations; Report suspicious activity to authorities; Support Board and Group Compliance Reporting
Seniority
Mid-Senior, hands-on IC