Manager, Global Markets compliance (FICC), Banking
Core
Provide regulatory guidance and compliance oversight for Global Markets (FICC) activities including FX, Rates, Fixed Income, and Derivatives.
Role type
Manager, Global Markets Compliance (FICC)
Builds
Compliance frameworks, policies, and regulatory adherence for capital markets business
Domain
Banking / Financial Services / Capital Markets
Required skills
Global Markets product knowledge, regulatory interpretation, gap analysis, policy development, conduct risk management, incident investigation
Preferred skills
Stakeholder management, strategic project support
Technologies
N/A
Responsibilities
Act as key contact for regulatory enquiries and liaise with regulators; Monitor and interpret regulatory developments; Review and enhance compliance policies and governance frameworks; Advise on conduct risk, conflicts of interest, and information barriers; Investigate compliance incidents and breaches.
Seniority
Manager, hands-on IC