Compliance Associate
Core
Support regulatory compliance, governance, and risk management activities for an investment management firm's Asia Pacific business.
Role type
Compliance Associate
Builds
Compliance calendars, registers, regulatory filings, and client due diligence processes.
Domain
Investment Management / Financial Services
Deliverable
client delivery
Required skills
Regulatory compliance knowledge, AML/KYC due diligence, policy development, audit coordination, regulatory reporting, client onboarding
Preferred skills
Real estate experience, MAS/ASIC regulatory familiarity, AI-enabled tools proficiency
Technologies
AI-enabled tools
Responsibilities
Oversee compliance calendars and regulatory filings (MAS/ASIC), develop compliance policies, conduct AML/KYC due diligence, coordinate audits and licensing, assist with marketing material reviews and regulatory reporting, support compliance training and record-keeping