Director, Assistant General Counsel
Core
Provide legal and regulatory support to Cboe's U.S. securities businesses, focusing on Market Data and Access Services and Exchange Traded Product Listings.
Role type
Director, Assistant General Counsel (Legal)
Builds
Regulatory rule filings, legal counsel for securities trading and listings, compliance frameworks.
Domain
Financial services / Securities regulation
Required skills
Legal writing, regulatory filing drafting, securities market structure knowledge, regulatory framework navigation, cross-functional collaboration, AI tool proficiency, analytical abilities
Preferred skills
Experience interacting with regulators, understanding of ETP regulatory framework (SEC Rule 6c-11), AI adoption for legal workflows
Technologies
Microsoft Office Suite, AI tools for legal tasks
Responsibilities
Review and draft rules and rule filings to applicable regulators; steer rule changes through internal and external review processes; provide legal counsel to U.S. securities businesses; advise on compliance with national securities exchange requirements; respond to regulatory requests, exams, and inspections; support cross-functional teams (Compliance, Technology, Operations, etc.); maintain legal and regulatory compliance standards; assist in adopting AI and automation for legal workflows.
Seniority
Director, hands-on IC with mentorship responsibilities
