Compliance & Controls Officer (f/m/d)
Core
Strengthen compliance methodology and coordinate internal/external controls for the Deutsche Börse Group's Group Compliance Function.
Role type
Senior IC compliance & controls officer
Builds
Group-wide compliance policies, control frameworks, and assurance services for AML, TF, Fraud, Sanctions, Banking, Antitrust, and ESG risks.
Domain
Financial services / Regulatory compliance
Required skills
Control management, internal/external control coordination, compliance audit reporting, findings tracking and remediation, process optimization, stakeholder communication, complex matter presentation
Preferred skills
University degree in economics, finance, or law, practical audit or control function experience, strong analytical skills, attention to detail, organizational skills, negotiation skills
Technologies
MS Office
Responsibilities
Continuously strengthen existing Compliance methodology for control management; Perform, coordinate and structure internal/external controls; Ensure and coordinate comprehensive communication between internal business lines and other control functions; Support yearly compliance control planning and ensure timely reporting and escalation; Review compliance relevant audit reports and track findings and remediation actions; Support continuous improvement of compliance processes; Coordinate internal/external audits and prepare reports.
Seniority
Mid-to-Senior, hands-on IC
