Manager, Compliance
Core
Design, develop, and execute a risk-based Compliance Programme for ICE Clear Netherlands, ensuring regulatory requirements are met.
Role type
Manager, Compliance
Builds
Risk-based Compliance Programme
Domain
Financial services regulation, clearing operations
Required skills
regulatory knowledge, compliance risk management, monitoring, policy development, corporate governance understanding, reporting to regulators, project management
Preferred skills
clearing operations knowledge, analytical thinking, structured working approach
Technologies
N/A
Responsibilities
Enhance annual Compliance Programme and delivery of Compliance Monitoring and Testing Programme; Evaluate efficiency of controls and processes; Identify and assess compliance risks for new business and projects; Execute corporate secretarial duties for the Board; Report to senior management and external regulatory bodies; Support oversight of members within the Clearing Rules Framework; Keep abreast of regulatory developments and develop compliance policies.
Seniority
Manager, hands-on IC