Control Oversight and Advisory – Market Conduct Office
Core
Provide governance, oversight, and advisory for market conduct controls across Deutsche Bank's Global Markets activities, embedding risk management into business decisions.
Role type
Senior IC market conduct risk advisor (Vice President)
Builds
Market conduct control frameworks, remediation plans, and training programs for Global Markets businesses
Domain
Banking / Financial Services / Market Conduct & Regulatory Compliance
Required skills
Market conduct risk expertise, Market Abuse Regulations knowledge, control design and oversight, root cause analysis, training program management, Global Markets product understanding
Preferred skills
Fixed Income trading experience, 1LoD/2LoD background, ability to challenge front office, remote team collaboration
Technologies
N/A
Responsibilities
Provide SME advisory on conduct rules and regulatory expectations; Analyze control effectiveness and approve control designs; Conduct root cause analysis and track remediation milestones; Oversee market conduct training programs; Review closure of monitoring alerts
Seniority
Senior, hands-on IC