Senior Risk & Compliance Manager, Investments
Core
Senior Risk & Compliance Manager partnering with the Group Investments Division to support sound decision-making, strengthen the control environment, and deliver governance outcomes for customers and policyholders.
Role type
Senior IC risk and compliance manager (investments)
Builds
Risk and compliance frameworks, controls, and governance processes for an ASX-listed investment management firm managing $120 billion in assets.
Domain
Financial services / Investment management / Regulatory compliance
Required skills
Operational risk management, compliance framework design, regulatory interpretation (ASIC/APRA), stakeholder management, risk assessment facilitation, reporting and insights, problem-solving
Preferred skills
Experience in APRA-regulated environments, GRC Institute or PRMIA certifications, law or commerce degree
Technologies
GRC tools, risk registers, compliance plans
Responsibilities
Act as a trusted advisor to senior stakeholders (CIO, COO); support transactions, new products, and business change initiatives; maintain and improve risk and control registers; provide guidance on financial services regulation (ASIC, prudential framework); deliver risk, compliance, and governance reporting; develop training to build risk culture.
Seniority
Senior, hands-on IC
